We are only conducting Seminars to make Professional Traders. Join Now for Hyderabad and Chennai Seminar. The material published on the blog is of general and educational information only and is not suitable for trading purpose. We do not provide Stock Tips. Please do not make any payment on website. All Material is available Free on the site.

Brokers Do's & Dont's to be Followed to have Best Trading Practices

DO’S

  • DO register appropriately on SEBI/Exchange before starting business with brokers/clients.
  • DO keep all Notice Boards/Signage boards etc. as mandated by the brokers are appropriately displayed outside office premises.  
  • DO inform the broker of any change in your office/terminal addresses DO ensure to collect cheques for pay-ins/margins ONLY in the name of Angel Broking Pvt. Ltd.
  • DO educate the clients about trading and/or investment in the securities market.  
  • DO abide by the SEBI/Exchange rules, regulations, circulars, and bylaws as released from time to time and Code of Conduct prescribed by Angel Broking STRICTLY.  
  • DO co-operate with the Audit teams during their visit to your offices DO ensure that client complaints are resolved on priority.

DON’TS

  • DON’T open any account without adequate verification/proofs.  
  • DON’T misuse the client’s proof documents.
  • DON’T accept cash/cheques on personal names from the clients.  
  • DON’T accept off market transfer of securities from clients in your account.
  • DON’T trade from the client’s account without consent or from personal account from the funds and securities received from clients.
  • DON’T ask for login ids, passwords or OTPs from clients.
  • DON’T indulge in any fraudulent or manipulative activities like opening bogus/dummy accounts, trading from clients’ account without their consent, handing over manipulated/fabricated documents or statements to the clients, engaging in manipulative trading etc. 
  • DON’T accept signed blank cheques/ DIS from the clients.  
  • DON’T assure clients for fixed or higher returns. 


Most Visited Stocks - Click to Visit Link

 
We Teach and Train our Readers as we want to make sure that Readers become thorough professionals. We do not provide any stock tips. Please do not make any payments. Your joining or reading content is subject to acceptance of our terms and Disclaimer for which link is given on the site at bottom right hand corner. Wherever the word tip is written; it implies an idea which is of informational value and is not suitable for trading. Trade ideas if any are for educational purpose only. We are conducting Seminars to make Professional Traders. Join Now for Bangalore, Chennai and Hyderabad. Leave query through contact form.
Chart> Nifty A B C D E F G H I J K L M N O P Q R S T U V W X Y Z 0-9